Filing Details

Accession Number:
0001612886-16-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-24 21:07:49
Reporting Period:
2016-02-22
Filing Date:
2016-02-24
Accepted Time:
2016-02-24 21:07:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612886 K Paul Joachim 1250 53Rd Street, Suite 2
Emeryville CA 94608
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-22 2,750 $0.70 85,431 No 4 M Direct
Common Stock Disposition 2016-02-22 2,750 $12.10 82,681 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-02-22 2,750 $0.00 2,750 $0.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
267,000 2022-04-19 No 4 M Direct
Footnotes
  1. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2015.
  2. Of the reported shares, 72,591 shares are represented by RSUs, and includes 1,091 shares acquired under the Issuer's Section 423 employee stock purchase plan on February 16, 2016.
  3. Subject to the Reporting Person's continued service to the Issuer, 25% of the shares subject to the option vested on 2/22/2013, and thereafter 1/48th of the shares vest monthly.