Filing Details

Accession Number:
0000899243-16-014203
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-24 16:06:05
Reporting Period:
2016-02-20
Filing Date:
2016-02-24
Accepted Time:
2016-02-24 16:06:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1097149 Align Technology Inc ALGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 943267295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519447 A Timothy Mack C/O Align Technology Inc.
2560 Orchard Parkway
San Jose CA 95131
Vp, Bus Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-20 54,837 $0.00 54,968 No 4 M Direct
Common Stock Disposition 2016-02-20 26,584 $63.29 28,384 No 4 F Direct
Common Stock Disposition 2016-02-23 28,384 $63.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2016-02-20 2,000 $0.00 2,000 $0.00
Common Stock Restricted Stock Unit Disposition 2016-02-20 6,412 $0.00 6,412 $0.00
Common Stock Restricted Stock Unit Disposition 2016-02-20 2,975 $0.00 2,975 $0.00
Common Stock Restricted Stock Unit Disposition 2016-02-20 3,350 $0.00 3,350 $0.00
Common Stock Restricted Stock Unit Disposition 2016-02-20 1,625 $0.00 1,625 $0.00
Common Stock Market Stock Unit Disposition 2016-02-20 38,475 $0.00 38,475 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
6,412 No 4 M Direct
5,950 No 4 M Direct
3,350 No 4 M Direct
4,875 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. Includes 99 shares issued on July 31, 2015 and 32 shares issued on January 29, 2016 under the ALGN ESPP.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.93 to $63.50, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents par value of ALGN common stock.
  4. 1/4th of the restricted stock unit granted on February 20, 2012 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016.
  5. 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  6. 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  7. 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. 1/2 of the restricted stock unit will vest on February 20, 2017 and shares will be delivered to reporting person on such vest date.
  8. 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  9. Represents the maximum number of shares which may be issued under the market stock unit granted on February 20, 2013.