- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2016-02-24 14:57:01
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2016-02-24 14:57:01
- Original Submission Date:
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1086600||Alliance Resource Partners Lp||ARLP||Bituminous Coal & Lignite Surface Mining (1221)||731564280|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1173893||Iii W Joseph Craft||1717 S. Boulder Avenue |
Tulsa OK 74119
|President And Chief Executive||Yes||Yes||Yes||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Unit||Phantom unit||Acquisiton||2011-11-14||1,616||$0.00||1,616||$0.00|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Unit||2,000||Indirect||By son|
|Common Unit||31,088,338||Indirect||By Alliance Holdings GP, L.P.|
- The Phantom units are to be settled in cash upon the reporting person's death or termination.
- 1 for 1
- Not applicable
- The reporting person indirectly holds 31,088,338 Common Units of ARLP though Alliance Holdings GP, L.P. ("AHGP"). Mr. Craft is a director, and through his ownership of C-Holdings, LLC, the sole owner of Alliance GP, LLC, the general partner of AHGP., and holds, directly or indirectly, a majority of the outstanding AHGP Common Units. Mr. Craft disclaims beneficial ownership of the Common Units of ARLP held by AHGP except to the extent of his pecuniary interest therein.
- Represents units transferred to Mr. Craft's ex-spouse pursuant to a divorce decree. The securities owned by the ex-spouse are not beneficially owned by Mr. Craft.
- The disposition of these units were omitted from Mr. Craft's Form 4 filed on November 14, 2011, and also were omitted from 22 Forms 4 filed by Mr. Craft after his November 14, 2011 Form 4 was filed.
- The units have been adjusted to reflect a unit split that occurred on June 16, 2014.
- This price has been adjusted to reflect a unit split that occurred on June 16, 2014.