Filing Details

Accession Number:
0000899243-16-014037
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-23 12:40:33
Reporting Period:
2016-02-19
Filing Date:
2016-02-23
Accepted Time:
2016-02-23 12:40:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365280 Jr F Robert Birch P.o. Box 966
Conway AR 72033
Centennial Bank Regional Pres. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-19 25,651 $5.54 154,190 No 4 M Indirect By the Bob Birch Trust
Common Stock Disposition 2016-02-19 19,151 $39.35 135,039 No 4 S Indirect By the Bob Birch Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By the Bob Birch Trust
No 4 S Indirect By the Bob Birch Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Option Disposition 2016-02-19 25,651 $0.00 25,651 $5.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-01 2016-03-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,563 Direct
Common Stock - Restricted 5,000 Direct
Common Stock - Performance Based 9,000 Direct
Common Stock 30,605 Indirect By 401(k)
Common Stock 1,407 Indirect By wife's IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $36.91 2025-08-23 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-08-23 20,000 20,000 Direct
Footnotes
  1. Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
  2. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  3. The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
  4. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.