Filing Details
- Accession Number:
- 0001127602-16-042409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-19 15:57:02
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-02-19
- Accepted Time:
- 2016-02-19 15:57:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587523 | Knowles Corp | KN | Household Audio & Video Equipment (3651) | 901002689 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598482 | A. Gordon Walker | C/O Knowles Corporation 1151 Maplewood Drive Itasca IL 60143 | President, Acoustics | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-17 | 12,704 | $0.00 | 33,725 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2016-02-17 | 949 | $11.02 | 32,776 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-02-18 | 9,000 | $10.87 | 41,776 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-02-17 | 55,851 | $0.00 | 55,851 | $11.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,851 | 2017-02-17 | 2023-02-16 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 237 | Indirect | By 401(k) Plan |
Footnotes
- Restricted stock granted under the Knowles Corporation 2014 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.
- These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued in accordance with Rule 16b-3.
- The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.815 to $10.9186, inclusive.
- Option granted under the Knowles Corporation 2014 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.
Billionaire Hedge Funds
