Filing Details

Accession Number:
0000899243-16-013609
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-17 18:46:31
Reporting Period:
2016-02-17
Filing Date:
2016-02-17
Accepted Time:
2016-02-17 18:46:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445283 Proteostasis Therapeutics Inc. PTI Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273885 M Franklin Berger 200 Technology Square, 4Th Floor
Cambridge MA 02139
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-17 71,932 $0.00 71,932 No 4 C Direct
Common Stock Acquisiton 2016-02-17 25,000 $8.00 96,932 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Redeemable Preferred Stock Disposition 2016-02-17 777,604 $0.00 71,932 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. This transaction represents the total number of shares of Issuer Common Stock received upon the conversion of the Issuer's Series B Convertible Redeemable Preferred Stock (the "Series B Shares").
  2. These securities were purchased in the initial public offering of the Issuer.
  3. The Series B Shares automatically converted into Issuer Common Stock on a 10.8102-to-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series B Shares were convertible at any time at the election of the Reporting Person and had no expiration date.