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Filing Details

Accession Number:
0001019056-16-001128
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-17 12:10:13
Reporting Period:
2016-02-12
Filing Date:
2016-02-17
Accepted Time:
2016-02-17 12:10:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR Services-Prepackaged Software (7372) 222590301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-12 4,981 $4.47 739,502 No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 564,862 Direct
Common Stock 98,821 Indirect By Limited Partner of the Family Partnership
Common Stock 127,750 Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock 29,488 Indirect By Neil Gagnon as Trustee of Gagnon Securities LLC Profit Sharing Plan