Filing Details

Accession Number:
0001179110-16-019226
Form Type:
5
Zero Holdings:
No
Publication Time:
2016-02-16 14:02:36
Reporting Period:
2015-12-31
Filing Date:
2016-02-16
Accepted Time:
2016-02-16 14:02:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1017968 Edgewater Technology Inc EDGW Services-Computer Programming, Data Processing, Etc. (7370) 710788538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1141833 David Clancey 200 Harvard Mill Square
Suite 210
Wakefield MA 01880
Evp & Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-06 20,000 $0.01 218,300 No 5 A Direct
Common Stock Acquisiton 2015-08-20 2,088 $7.15 220,388 No 5 P Direct
Common Stock Acquisiton 2015-08-20 112 $7.18 220,500 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 5 P Direct
No 5 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2015-03-06 40,000 $0.00 40,000 $6.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2016-03-06 2022-03-06 No 5 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,880 Indirect By Employee Stock Purchase Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $6.18 2016-03-17 59,000 59,000 Direct
Common Stock Stock Option $2.84 2016-12-10 185,000 185,000 Direct
Common Stock Stock Option $2.84 2017-06-16 75,000 75,000 Direct
Common Stock Stock Option $3.15 2018-03-09 100,000 100,000 Direct
Common Stock Stock Option $3.73 2019-03-26 85,000 85,000 Direct
Common Stock Stock Option $4.20 2020-03-06 62,500 62,500 Direct
Common Stock Stock Option $6.89 2021-03-05 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-17 59,000 59,000 Direct
2016-12-10 185,000 185,000 Direct
2017-06-16 75,000 75,000 Direct
2018-03-09 100,000 100,000 Direct
2019-03-26 85,000 85,000 Direct
2020-03-06 62,500 62,500 Direct
2021-03-05 40,000 40,000 Direct
Footnotes
  1. These options are fully vested.
  2. These options vest 33% per year from the date of grant.
  3. Restrcited stock award at the par value of $0.01 per share under Edgewater Technology, Inc. 2012 Omnibus Incentive Plan, subject to forfieture, based on time vesting provisions.