Filing Details

Accession Number:
0001437749-16-025328
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-12 20:28:35
Reporting Period:
2016-02-12
Filing Date:
2016-02-12
Accepted Time:
2016-02-12 20:28:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178104 Cardica Inc CRDC Surgical & Medical Instruments & Apparatus (3841) 943287832
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347183 Iv Y Robert Newell C/O Cardica Inc.
900 Saginaw Drive
Redwood City CA 94063
V.p. Finance, Cfo, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-12 40,000 $0.26 163,975 No 4 P Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 76,000 Direct
Footnotes
  1. Includes 18,000 shares held in reporting person's IRA account.