Filing Details
- Accession Number:
- 0001633978-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-12 16:28:12
- Reporting Period:
- 2016-02-10
- Filing Date:
- 2016-02-12
- Accepted Time:
- 2016-02-12 16:28:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649799 | Craig Cocchi | C/O Lumentum 400 N. Mccarthy Blvd Milpitas CA 95035 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-10 | 32,754 | $0.00 | 44,714 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-10 | 32,754 | $23.63 | 11,960 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-02-10 | 32,754 | $0.00 | 32,754 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-15 | 2018-08-15 | No | 4 | M | Direct |
Footnotes
- The price is the weighted average sale price for the transactions reported. The prices for the transactions reported on this line range from $23.50 to $23.73. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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