Filing Details

Accession Number:
0000793547-16-000040
Form Type:
5
Zero Holdings:
No
Publication Time:
2016-02-10 16:31:19
Reporting Period:
2015-12-31
Filing Date:
2016-02-10
Accepted Time:
2016-02-10 16:31:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793547 Navigators Group Inc NAVG Fire, Marine & Casualty Insurance (6331) 133138397
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170862 N Terence Deeks C/O The Navigators Group Inc
400 Atlantic Street, 8Th Floor
Stamford CT 06901
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $.10 Per Share Acquisiton 2015-02-12 30,713 $0.00 2,107,947 No 5 G Direct
Common Stock Par Value $.10 Per Share Disposition 2015-02-12 215,697 $0.00 2,107,947 No 5 G Indirect See Footnote(10)
Common Stock Par Value $.10 Per Share Disposition 2015-03-25 789,917 $0.00 2,107,947 No 5 G Indirect See Footnote(10)
Common Stock Par Value $.10 Per Share Disposition 2015-05-15 10,000 $77.38 2,107,947 No 5 S Direct
Common Stock Par Value $.10 Per Share Acquisiton 2015-12-12 5,000 $0.00 2,107,947 No 5 G Indirect See Footnote(10)
Common Stock Par Value $.10 Per Share Disposition 2015-12-15 9,142 $85.41 2,107,947 No 5 S Direct
Common Stock Par Value $.10 Per Share Acquisiton 2015-12-31 250,659 $0.00 2,107,947 No 5 G Direct
Common Stock Par Value $.10 Per Share Acquisiton 2015-12-31 215,570 $0.00 2,107,947 No 5 G Direct
Common Stock Par Value $.10 Per Share Acquisiton 2015-12-31 186,589 $0.00 2,107,947 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect See Footnote(10)
No 5 G Indirect See Footnote(10)
No 5 S Direct
No 5 G Indirect See Footnote(10)
No 5 S Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
Footnotes
  1. Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust").
  2. Represents distribution in kind by the 2012 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
  3. Represents gift by the Reporting Person to the Terence N. Deeks 2015 Qualified Three Annuity Trust (the "2015 Trust").
  4. Represents sale by the Reporting Person.
  5. Represents a gift to the Deeks Family Foundation (the "Foundation").
  6. Represents sale by the Reporting Person.
  7. Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust").
  8. Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust").
  9. Represents distribution in kind to the Reporting Person by the 2015 Trust.
  10. (10) Includes 1,362,482 shares held by the 2013 Trust, 2014 Trust and 2015 Trust (collectively the "Trusts"), as of December 31, 2015, of which the Reporting Person is the settler, 33,200 shares owned jointly with the Reporting Person's wife, 685,265 shares held directly and 27,000 shares held by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.