Filing Details
- Accession Number:
- 0001225208-16-025855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-09 12:23:17
- Reporting Period:
- 2016-02-08
- Filing Date:
- 2016-02-09
- Accepted Time:
- 2016-02-09 12:23:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1592329 | Clifton Bancorp Inc. | CSBK | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596034 | M Paul Aguggia | 1433 Van Houten Avenue Clifton NJ 07015 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-08 | 3,300 | $13.92 | 28,300 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-02-08 | 1,200 | $13.91 | 29,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-02-08 | 400 | $13.91 | 29,900 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-02-08 | 100 | $13.91 | 30,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,000 | Indirect | By IRA |
| Common Stock | 16,685 | Indirect | By SERP |
| Common Stock | 136,475 | Indirect | By Stock Award |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | $13.84 | 2016-09-02 | 2025-09-02 | 36,125 | 36,125 | Direct |
| Common Stock | Non-Qualified Stock Option | $13.84 | 2016-09-02 | 2025-09-02 | 270,945 | 270,945 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-09-02 | 36,125 | 36,125 | Direct |
| 2025-09-02 | 270,945 | 270,945 | Direct |
Footnotes
- Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
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