Filing Details

Accession Number:
0001515690-16-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-04 17:06:32
Reporting Period:
2016-02-02
Filing Date:
2016-02-04
Accepted Time:
2016-02-04 17:06:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1098151 Fidelity D & D Bancorp Inc FDBC National Commercial Banks (6021) 233017653
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1424800 P Timothy O'brien 1013 Summerfield Drive
Dalton PA 18414
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricked Stock Acquisiton 2016-02-02 488 $32.40 5,816 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Acquisiton 2016-02-02 2,990 $0.00 2,990 $32.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,816 2017-02-02 2026-02-01 No 4 M Direct
Footnotes
  1. The stock which shall fully vest at the end of a three-year vesting period (100% after three years, subject to graded vesting---1/3, 1/3 and 1/3 each year (or 33 1/3% vesting per year))
  2. Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting