Filing Details

Accession Number:
0001144204-16-078880
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-03 20:01:03
Reporting Period:
2015-12-09
Filing Date:
2016-02-03
Accepted Time:
2016-02-03 20:01:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1665774 Randy Seidl C/O Datawatch Corporation
4 Crosby Drive
Bedford MA 01730
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-09 2,500 $0.00 34,500 No 4 A Direct
Common Stock Acquisiton 2016-02-01 15,000 $4.11 49,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. The securities awarded on 12/9/2015 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 12/3/2016 and an additional 833 RSUs will vest at 12/3/2017, with the final 834 RSUs vesting on 12/3/2018. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.05 to $4.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.