Filing Details

Accession Number:
0000091142-16-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-03 17:25:44
Reporting Period:
2016-02-02
Filing Date:
2016-02-03
Accepted Time:
2016-02-03 17:25:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399737 F James Stern A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Exec Vp, General Counsel & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-02 17,000 $21.56 100,978 No 4 M Direct
Common Stock Acquisiton 2015-02-02 18,000 $22.99 118,978 No 4 M Direct
Common Stock Disposition 2015-02-02 21,584 $68.86 97,394 No 4 F Direct
Common Stock Disposition 2015-02-03 10,122 $68.46 87,272 No 4 S Direct
Common Stock Disposition 2015-02-03 3,294 $67.83 83,978 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-02-02 17,000 $0.00 17,000 $21.56
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-02-02 18,000 $0.00 18,000 $22.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
51,180 2021-02-07 No 4 M Direct
33,180 2022-02-13 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.
  2. The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.