Filing Details

Accession Number:
0001209191-16-095299
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-02-03 16:23:08
Reporting Period:
2015-12-09
Filing Date:
2016-02-03
Accepted Time:
2016-02-03 16:23:08
Original Submission Date:
2015-12-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1462120 Live Oak Bancshares Inc. LOB State Commercial Banks (6022) 264596286
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454313 Don Jackson 1741 Tiburon Drive
Wilmington NC 28403
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Voting Common Stock Acquisiton 2015-12-09 16,787 $13.49 80,618 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Voting Common Stock Stock Option (Right to Buy) $19.15 2025-08-25 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-08-25 30,000 30,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $13.07 to $13.82. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
  2. The shares subject to this option vest and become exercisable in four equal annual installments beginning on August 25, 2016.