Filing Details
- Accession Number:
- 0001185185-16-003585
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-02-03 16:17:31
- Reporting Period:
- 2016-02-01
- Filing Date:
- 2016-02-03
- Accepted Time:
- 2016-02-03 16:17:31
- Original Submission Date:
- 2016-02-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243492 | L David Mann | 4500 Lockhill Selma, Suite 150 San Antonio TX 78249 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-01 | 10,000 | $3.33 | 1,606,971 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $2.00 | 2008-06-05 | 2018-06-05 | 20,000 | 60,000 | Direct |
| Common Stock | Stock Option (right to buy) | $3.10 | 2007-06-01 | 2017-06-01 | 20,000 | 60,000 | Direct |
| Common Stock | Stock Option (right to buy) | $2.80 | 2006-12-19 | 2016-12-19 | 20,000 | 60,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-05 | 20,000 | 60,000 | Direct |
| 2017-06-01 | 20,000 | 60,000 | Direct |
| 2016-12-19 | 20,000 | 60,000 | Direct |
Footnotes
- The reporting person's purchase of GSB common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 10,000 shares, with the reporting person's sale of 2,854 shares of GSB common stock at a price of $4.15 per share on November 2, 2105 and 7,146 shares of GSB common stock at a price of $3.95 per share on November 3, 2105. The reporting person has agreed to pay to GSB the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- Unexercised option to purchase shares of Globalscape common stock
Billionaire Hedge Funds
