Filing Details

Accession Number:
0001209191-16-094889
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-02 17:29:29
Reporting Period:
2016-01-30
Filing Date:
2016-02-02
Accepted Time:
2016-02-02 17:29:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397903 Kumar Anil Jain C/O Cavium, Inc.
2315 N. First Street
San Jose CA 95131
Corporate Vp, Ic Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-30 3,000 $0.00 67,670 No 4 M Direct
Common Stock Disposition 2016-02-02 3,638 $55.73 64,032 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted stock units Disposition 2016-01-30 3,000 $0.00 3,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. As reported on Form 4 dated February 28, 2012, the reporting person received a grant of 12,000 Restricted Stock Units ("RSU's") on February 24, 2012 pursuant to Cavium's 2007 Equity Incentive Plan. 25% of the RSUs will vest annually on each of January 30, 2013, January 30, 2014, January 30, 2015 and January 30, 2016. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. On January 30, 2016, the final 25% of these RSU's vested, resulting in the issuance of 3,000 shares of Cavium's common stock.
  2. The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
  3. Shares were sold ranging from $55.27 per share to $56.39 per share.