Filing Details

Accession Number:
0000928054-16-000076
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-20 17:59:55
Reporting Period:
2016-01-14
Filing Date:
2016-01-20
Accepted Time:
2016-01-20 17:59:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576961 S. Carla Hardy 10603 W. Sam Houston Pkwy N.
Suite 300
Houston TX 77064
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-03 4,070 $0.00 184,834 No 5 G Indirect By Carla Shulz Hardy Revocable Trust
Common Stock Disposition 2016-01-14 2,794 $7.85 182,040 No 4 S Indirect By Carla Shulz Hardy Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Carla Shulz Hardy Revocable Trust
No 4 S Indirect By Carla Shulz Hardy Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 66,674 Indirect By William M. Hardy V Irrevocable Trust
Common Stock 66,674 Indirect By Helen G. Hardy Irrevocable Trust
Common Stock 66,673 Indirect By Sutton N. Hardy Irrevocable Trust
Common Stock 12,915 Direct
Footnotes
  1. Ms. Hardy is a trustee and beneficiary of the named trust. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
  2. Disposition on January 14, 2016, of 2,794 shares at $7.8504 per share pursuant to a Rule 10b5-1 Trading Plan.
  3. Ms. Hardy is neither the trustee nor the beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.