Filing Details

Accession Number:
0001144204-16-076291
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-20 16:30:58
Reporting Period:
2016-01-15
Filing Date:
2016-01-20
Accepted Time:
2016-01-20 16:30:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235007 Endocyte Inc ECYT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267959 A Fred Middleton 400 South El Camino Real Ste 1200
San Mateo CA 94402-1708
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-15 20,000 $2.80 190,999 No 4 P Direct
Common Stock Acquisiton 2016-01-19 10,000 $2.79 200,999 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,017,304 Indirect By Sanderling Venture Partners V, L.P.
Common Stock 831,461 Indirect By Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 267,491 Indirect By Sanderling Venture Partners V Co-Investment Fund, L.P.
Common Stock 249,148 Indirect By Sanderling V Biomedical, L.P.
Common Stock 162,170 Indirect By Sanderling V Biomedical Co-Investment Fund, L.P.
Common Stock 113,315 Indirect By Sanderling V Limited Partnership
Common Stock 100,828 Indirect By Sanderling V Beteiligungs GmbH & Co. KG
Common Stock 10,049 Indirect By Sanderling VI Limited Partnership
Common Stock 8,434 Indirect By Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 785,417 Indirect By Sanderling V Strategic Exit Fund, L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.78 to $2.84, inclusive. The reporting person undertakes to provide Endocyte, Inc., any security holders of Endocyte, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Mr. Middleton disclaims beneficial ownership of the shares directly held by the entities affiliated with Sanderling except to the extent of his individual pecuniary interest therein.
  3. Fred Middleton is a managing director of Middleton, McNeil & Mills Associates V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling VI Limited Partnership and Sanderling V Strategic Exit Fund, L.P. and he may be deemed to have voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling V Strategic Exit Fund, L.P. and Sanderling VI Limited Partnership.
  4. Fred Middleton is a managing director of Middleton, McNeil & Mills Associate V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling Venture Partners V Co-Investment Fund, L.P. and he may be deemed to have voting and investment power over shares of record by Sanderling Venture Partners V Co-Investment Fund, L.P.