Home > Insider Trading > Filing (0000899243-16-011908)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1377817	Moab Capital Partners Llc	152 East 62Nd Street New York NY 10065	No	No	Yes	No
1393832	Michael Rothenberg	152 East 62Nd Street New York NY 10065	No	No	Yes	No
1393833	Moab Gp Llc	152 East 62Nd Street New York NY 10065	No	No	Yes	No
1393834	Moab Partners Lp	152 East 62Nd Street New York NY 10065	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-01-14	1,000	$13.89	1,653,313	No	4	P	Indirect	Performance related fees
Common Stock	Acquisiton	2016-01-14	5,700	$13.91	1,659,013	No	4	P	Indirect	Performance related fees

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Performance related fees
No	4	P	Indirect	Performance related fees

Footnotes

The securities are owned directly by Moab Partners, L.P. (the "Fund") and a certain separately managed account (the "Managed Account"). Moab GP, LLC ("Moab GP"), the general partner of the Fund, and Moab Capital Partners, LLC ("Moab LLC"), the investment adviser to the Fund and the Managed Account, each may be deemed to beneficially own a portion or all of the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities.