Filing Details

Accession Number:
0001611953-16-000088
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-19 17:32:26
Reporting Period:
2016-01-15
Filing Date:
2016-01-19
Accepted Time:
2016-01-19 17:32:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204714 E David Raven 52 South Broad Street
Norwich NY 13815
President Of Retail Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 246 $25.11 25,947 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 253 $25.11 25,694 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 284 $25.11 25,410 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 223 $25.11 25,187 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 178 $25.11 25,009 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-19 2,183 $24.95 22,826 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 25,236 Indirect 401k
Nbt Bancorp Inc. Common Stock 3,208 Indirect NBT Bancorp ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.19 2011-01-15 2020-01-15 18,000 18,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.38 2010-01-15 2019-01-15 18,000 18,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-15 18,000 18,000 Direct
2019-01-15 18,000 18,000 Direct
Footnotes
  1. The sale price is an average of 2,183 shares sold at prices between $24.67 and $25.37
  2. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.