Filing Details

Accession Number:
0001127602-16-037085
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-15 18:03:27
Reporting Period:
2016-01-14
Filing Date:
2016-01-15
Accepted Time:
2016-01-15 18:03:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904532 Al Et M Alfred Rankin Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-01-14 118 $42.79 272,114 No 4 P Indirect AMR Main Trust(A)
Class A Common Stock Acquisiton 2016-01-14 118 $42.79 12,101 No 4 P Indirect BTR - Class A Trust
Class A Common Stock Acquisiton 2016-01-14 118 $42.79 32,724 No 4 P Indirect VGR - Trust
Class A Common Stock Acquisiton 2016-01-15 682 $42.76 272,796 No 4 P Indirect AMR Main Trust(A)
Class A Common Stock Acquisiton 2016-01-15 682 $42.76 12,783 No 4 P Indirect BTR - Class A Trust
Class A Common Stock Acquisiton 2016-01-15 682 $42.76 33,406 No 4 P Indirect VGR - Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect AMR Main Trust(A)
No 4 P Indirect BTR - Class A Trust
No 4 P Indirect VGR - Trust
No 4 P Indirect AMR Main Trust(A)
No 4 P Indirect BTR - Class A Trust
No 4 P Indirect VGR - Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,160 Indirect AMR - IRA
Class A Common Stock 753 Indirect AMR - RAII
Class A Common Stock 369 Indirect AMR - RAIV
Class A Common Stock 1,975 Indirect AMR - RMI (Delaware)
Class A Common Stock 21,286 Indirect AMR - Trust2 (SR)
Class A Common Stock 13,600 Indirect AMR - Trust3 (Grandchildren)
Class A Common Stock 6 Indirect AMR RAIV GP
Class A Common Stock 27,929 Indirect BTR - RAII
Class A Common Stock 15,705 Indirect BTR - RAIV
Class A Common Stock 2,116 Indirect VGR - RAII
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 14,322 14,322 Indirect
Class A Common Stock Class B Common Stock $0.00 1,035 1,035 Indirect
Class A Common Stock Class B Common Stock $0.00 44,662 44,662 Indirect
Class A Common Stock Class B Common Stock $0.00 19 19 Indirect
Class A Common Stock Class B Common Stock $0.00 43,969 43,969 Indirect
Class A Common Stock Class B Common Stock $0.00 5,143 5,143 Indirect
Class A Common Stock Class B Common Stock $0.00 5,143 5,143 Indirect
Class A Common Stock Class B Common Stock $0.00 61,768 61,768 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
14,322 14,322 Indirect
1,035 1,035 Indirect
44,662 44,662 Indirect
19 19 Indirect
43,969 43,969 Indirect
5,143 5,143 Indirect
5,143 5,143 Indirect
61,768 61,768 Indirect
Footnotes
  1. Purchases made as part of multiple share lots. Price represents average price.
  2. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
  3. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  4. Held in an Individual Retirement Account for the benefit of the Reporting Person.
  5. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
  6. Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
  7. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
  8. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  9. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
  10. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
  11. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  12. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
  13. N/A
  14. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.