Filing Details

Accession Number:
0001209191-16-091238
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-13 17:43:51
Reporting Period:
2016-01-11
Filing Date:
2016-01-13
Accepted Time:
2016-01-13 17:43:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1008586 Streamline Health Solutions Inc. STRM Services-Computer Integrated Systems Design (7373) 311455414
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263407 K Michael Kaplan 220 State Street, Suite A
Los Altos CA 94022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2016-01-11 30,000 $1.50 30,000 No 4 P Indirect Owned by trust controlled by and for the benefit of the reporting person.
Common Stock, $.01 Par Value Acquisiton 2016-01-11 5,000 $1.48 5,000 No 4 P Indirect Owned in individual retirement account.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Owned by trust controlled by and for the benefit of the reporting person.
No 4 P Indirect Owned in individual retirement account.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value 85,514 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  2. Includes 17,699 shares of restricted stock that vest in full on the earlier of (i) May 27, 2016 and (ii) the date of, and immediately prior to, the Company's 2016 annual meeting of stockholders.