Filing Details

Accession Number:
0000750556-16-000193
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-01-11 11:40:49
Reporting Period:
2015-08-26
Filing Date:
2016-01-11
Accepted Time:
2016-01-11 11:40:49
Original Submission Date:
2015-08-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182002 Jr H William Rogers 303 Peachtree Street, N.e.
Atlanta GA 30308
Chairman And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-26 2,610 $0.00 215,449 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,019 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,765 1,765 Direct
Common Stock Phantom Stock $0.00 17,813 17,813 Direct
Common Stock Phantom Stock $0.00 2016-02-21 13,449 13,449 Direct
Common Stock Phantom Stock $0.00 2017-02-21 13,450 13,450 Direct
Common Stock Phantom Stock $0.00 2016-02-10 12,221 12,221 Direct
Common Stock Phantom Stock $0.00 2017-02-10 12,221 12,221 Direct
Common Stock Phantom Stock $0.00 2018-02-10 12,221 12,221 Direct
Common Stock Option $71.03 2009-02-14 2016-02-14 32,000 32,000 Direct
Common Stock Option $85.06 2010-02-13 2017-02-13 35,000 35,000 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 88,800 88,800 Direct
Common Stock Option $29.54 2011-12-31 2018-12-31 100,000 100,000 Direct
Common Stock Option $9.06 2012-02-10 2019-02-10 250,000 250,000 Direct
Common Stock Option $29.20 2012-04-01 2021-04-01 84,439 84,439 Direct
Common Stock Option $21.67 2022-02-14 136,200 136,200 Direct
Common Stock Option $27.41 2014-02-26 2023-02-26 36,707 36,707 Direct
Common Stock Option $27.41 2015-02-26 2023-02-26 36,707 36,707 Direct
Common Stock Option $27.41 2016-02-26 2023-02-26 36,707 36,707 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,765 1,765 Direct
17,813 17,813 Direct
13,449 13,449 Direct
13,450 13,450 Direct
12,221 12,221 Direct
12,221 12,221 Direct
12,221 12,221 Direct
2016-02-14 32,000 32,000 Direct
2017-02-13 35,000 35,000 Direct
2018-02-12 88,800 88,800 Direct
2018-12-31 100,000 100,000 Direct
2019-02-10 250,000 250,000 Direct
2021-04-01 84,439 84,439 Direct
2022-02-14 136,200 136,200 Direct
2023-02-26 36,707 36,707 Direct
2023-02-26 36,707 36,707 Direct
2023-02-26 36,707 36,707 Direct
Footnotes
  1. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  2. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
  3. Sold at prices ranging from $38.29 to $38.30.
  4. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  5. Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan.
  6. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
  7. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.