Filing Details

Accession Number:
0000014693-16-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-08 15:55:01
Reporting Period:
2016-01-06
Filing Date:
2016-01-08
Accepted Time:
2016-01-08 15:55:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351766 Mccauley J Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2015-12-11 2,250 $0.00 1,602 No 5 G Direct
Class A Common Disposition 2015-12-31 59,000 $0.00 2,296 No 5 G Indirect By Spouse
Class A Common Acquisiton 2015-12-31 921 $0.00 3,217 No 5 G Indirect By Spouse
Class A Common Acquisiton 2015-12-31 24,374 $0.00 50,704 No 5 G Indirect By Spouse Irrev Trust
Class A Common Acquisiton 2015-12-31 59,000 $0.00 121,993 No 5 G Indirect Spouse GRAT
Class A Common Disposition 2015-12-31 25,295 $0.00 96,698 No 5 G Indirect Spouse GRAT
Class A Common Acquisiton 2016-01-06 1,646 $105.42 15,995 No 4 P Indirect Williams Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Spouse
No 5 G Indirect By Spouse
No 5 G Indirect By Spouse Irrev Trust
No 5 G Indirect Spouse GRAT
No 5 G Indirect Spouse GRAT
No 4 P Indirect Williams Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common 61,484 Direct
Class B Common 8,828 Indirect By 401k
Class A Common 968,395 Indirect By Brown Ventures, LLC
Class B Common 64,481 Indirect By Brown Ventures, LLC
Class A Common 181,940 Indirect By JMB Irrev Trust
Class A Common 176,898 Indirect By MAE LLC
Class A Common 3,925 Indirect By Spray Trust
Class A Common 1,000 Indirect Crummey Trust
Class B Common 1,020 Indirect Williams Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Restricted Stock Units $0.00 2016-04-30 254 254 Direct
Class B Common Restricted Stock Units $0.00 2017-04-30 212 212 Direct
Class B Common Restricted Stock Units $0.00 2018-04-30 171 171 Direct
Class B Common Restricted Stock Units $0.00 2019-04-30 158 158 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
254 254 Direct
212 212 Direct
171 171 Direct
158 158 Direct
Footnotes
  1. Number of shares acquired through the issuer's 401(k) plan as of December 30, 2015.
  2. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  3. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
  4. The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.
  5. The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018.
  6. The Restricted Stock Units were granted on July 23, 2015, and vest on April 30, 2019.