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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-01-08 09:46:55
Reporting Period:
Filing Date:
Accepted Time:
2016-01-08 09:46:55
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
108516 Worthington Industries Inc WOR Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) 311189815
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227159 B Kerrii Anderson 200 Old Wilson Bridge Road
Columbus OH 43085
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-01-30 67 $29.95 55,957 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 436 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Phantom Stock $0.00 35 3,185 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
35 3,185 Direct
  1. Upon review of Ms. Anderson's account with her broker, it was found that an oversight occurred when an acquisition of 67 common shares were purchased on January 30, 2015 but not reported until now. Ms. Anderson did not dispose of any Company common shares within six months of this purchase.
  2. The accounts track common shares on a one-for-one basis
  3. Prior to October 1, 2014, the account balance related to the theoretical Company common shares deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors (the "2005 Plan").
  4. The Company amended the 2005 Plan effective October 1, 2014. The amendment includes a provision that, effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e., the theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon a participant's leaving the Company's Board of Directors.
  5. The amount reported reflects 35 additional unfunded theoretical common shares (i.e., phantom stock) credited to the reporting person's account pursuant to the dividend reinvestment feature of the 2005 Plan since September 24, 2015.