Filing Details

Accession Number:
0001140361-16-047141
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-07 16:19:30
Reporting Period:
2016-01-05
Filing Date:
2016-01-07
Accepted Time:
2016-01-07 16:19:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320947 Diamond Foods Inc DMND Miscellaneous Food Preparations & Kindred Products (2090) 941365192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333501 M Robert Lea C/O Diamond Foods, Inc.
600 Montgomery Street, 13Th Floor
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-05 10,000 $15.01 48,057 No 4 M Direct
Common Stock Acquisiton 2016-01-05 10,000 $17.03 58,057 No 4 M Direct
Common Stock Disposition 2016-01-05 20,000 $37.98 38,057 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2016-01-05 10,000 $0.00 10,000 $15.01
Common Stock Director Stock Option (Right to Buy) Disposition 2016-01-05 10,000 $0.00 10,000 $17.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-07-19 No 4 M Direct
0 2017-07-19 No 4 M Direct
Footnotes
  1. Represents the aggregate of sales effected on the same day at different prices.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $37.86 to $38.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. The stock option grant fully vested on July 20, 2007.
  4. The stock option grant fully vested on July 20, 2008.