Filing Details

Accession Number:
0001104659-16-088437
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-06 17:23:00
Reporting Period:
2016-01-04
Filing Date:
2016-01-06
Accepted Time:
2016-01-06 17:23:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410939 Ophthotech Corp. OPHT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220051 A Barbara Wood C/O Ophthotech Corporation
One Penn Plaza, 19Th Floor
New York NY 10119
Svp,General Counsel,Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-04 1,000 $24.49 1,746 No 4 M Direct
Common Stock Disposition 2016-01-04 1,000 $76.37 746 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-01-04 1,000 $0.00 1,000 $24.49
Common Stock Stock Option (Right to Buy) Acquisiton 2016-01-04 19,200 $0.00 19,200 $73.22
Common Stock Restricted Stock Units Acquisiton 2016-01-04 4,800 $0.00 4,800 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
59,000 2023-11-17 No 4 M Direct
19,200 2026-01-03 No 4 A Direct
4,800 2026-01-03 No 4 A Direct
Footnotes
  1. The exercises and sales reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2015.
  2. This option was granted on November 18, 2013 and will vest over a four-year period, with 17,500 shares underlying such option vesting in November 2014 and 1/48 of the original number of shares underlying such option vesting each month thereafter until November 2017.
  3. Each restricted stock unit represents the contingent right to receive one share of common stock or cash upon vesting of the unit.
  4. Subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan, each of these stock option awards will vest with respect to 25% of the shares subject to the option on the first anniversary of the grant date and with respect to the remaining shares in approximately equal monthly installments through the fourth anniversary of the grant date.
  5. Subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan, each of these Restricted Stock Unit awards will vest with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date.