Filing Details

Accession Number:
0001437106-16-000151
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-05 12:05:59
Reporting Period:
2015-12-31
Filing Date:
2016-01-05
Accepted Time:
2016-01-05 12:05:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1437106 Ascent Capital Group Inc. ASCMA Services-Miscellaneous Business Services (7380) 262735737
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1130803 E William Niles Ascent Capital Group, Inc.
5251 Dtc Parkway, Suite 1000
Greenwood Villlage CO 80111
Exec Vp/Gen Counsel/Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Common Stock Disposition 2015-12-31 480 $16.76 18,388 No 4 F Direct
Series A Common Stock Disposition 2016-01-04 1,300 $15.71 17,088 No 4 S Direct
Series A Common Stock Disposition 2016-01-04 200 $16.57 16,888 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on December 31, 2015. The price is based on an average of the high and low trading prices on December 31, 2015.
  2. The sale was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.3526 to $16.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.