Filing Details

Accession Number:
0000899243-16-010628
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-04 16:09:19
Reporting Period:
2015-12-30
Filing Date:
2016-01-04
Accepted Time:
2016-01-04 16:09:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410172 Rubicon Technology Inc. RBCN Semiconductors & Related Devices (3674) 364419301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224360 E Michael Mikolajczyk C/O Rubicon Technology, Inc.
900 East Green St., Unit A
Bensenville IL 60106
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-30 41,300 $1.20 169,469 No 4 P Direct
Common Stock Acquisiton 2015-12-31 38,700 $1.19 208,169 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.24, inclusive. The reporting person undertakes to provide to Rubicon Technology, Inc., any security holder of Rubicon Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
  2. Includes 3,406 shares of restricted stock that vest on December 31, 2015, which were previously reported by the reporting person on Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.24, inclusive.