Filing Details

Accession Number:
0000899243-16-010579
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-04 11:33:23
Reporting Period:
2015-12-31
Filing Date:
2016-01-04
Accepted Time:
2016-01-04 11:33:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917523 Revolution Lighting Technologies Inc. RVLT Electric Lighting & Wiring Equipment (3640) 593046866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217902 V Robert Lapenta C/O Aston Capital, Llc, 177 Broad Street
Stamford CT 06901
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-12-31 141,891 $0.76 416,891 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 83,253,863 Indirect By limited liability company
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7199 to $0.80, inclusive. The reporting person undertakes to provide to Revolution Lighting Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. As of December 31, 2015, RVL 1 LLC ("RVL") held directly 82,453,863 shares of the Issuer's common stock. As of December 31, 2015, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Issuer's restricted common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.