Filing Details

Accession Number:
0000899243-15-010552
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-12-31 18:32:52
Reporting Period:
2015-12-09
Filing Date:
2015-12-31
Accepted Time:
2015-12-31 18:32:52
Original Submission Date:
2015-12-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356974 Coliseum Capital Partners, L.p. Metro Center
1 Station Place, 7Th Floor
Stamford CT 06902
No No Yes No
1409585 Coliseum Capital, Llc Metro Center
1 Station Place, 7Th Floor
Stamford CT 06902
No No Yes No
1409751 Coliseum Capital Management, Llc Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
No No Yes No
1430708 S Christopher Shackelton Metro Center
1 Station Place, 7Th Floor
Stamford CT 06902
No No Yes No
1454123 Adam Gray Metro Center
1 Station Place, 7Th Floor
Stamford CT 06902
No No Yes No
1567187 Coliseum Capital Partners Ii, L.p. Metro Center
1 Station Place, 7Th Floor
Stamford CT 06902
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-11 185,957 $3.97 2,701,729 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.61 to $4.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. These securities are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").
  3. Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
  4. Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 1,634,733, 418,727 and 648,269 shares of common stock, respectively.
  5. This amendment to Form 4 is being filed solely to reflect the correct number of shares of common stock directly owned by CCP2 and the Separate Account following the transactions reported in the original Form 4.