Home > Insider Trading > Filing (0000899243-15-010513)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	Services-Prepackaged Software (7372)	371634325

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626708	Herbert Cunitz	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054	President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-12-28	1,300	$20.97	232,200	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-12-28	1,300	$20.97	232,200	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-12-28	1,300	$20.97	859,893	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-12-29	1,300	$21.46	230,900	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-12-29	1,300	$21.46	230,900	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-12-29	1,300	$21.46	858,593	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	89,979	Direct

Footnotes

These transactions were executed pursuant to a 10b5-1 trading plan executed on March 8, 2015.
Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $21.06 to $21.96 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz.
Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz.
Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000.
Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $20.85 to $21.30 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.