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Home > Insider Trading > Filing (0000950142-15-002713)

Filing Details

Accession Number:: 0000950142-15-002713
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-30 16:39:07
Reporting Period:: 2015-12-29

Filing Date:: 2015-12-30
Accepted Time:: 2015-12-30 16:39:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1580156	Houghton Mifflin Harcourt Co	HMHC	Books: Publishing Or Publishing & Printing (2731)	271566372

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1585041	Lee Gary Gentel	C/O Houghton Mifflin Harcourt Co., 222 Berkeley Street Boston MA 02116		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-12-29	43,900	$12.50	62,859	No	5	M	Direct
Common Stock	Disposition	2015-12-29	10,900	$21.50	51,959	No	5	S	Direct
Common Stock	Disposition	2015-12-29	11,000	$21.50	40,959	No	5	S	Direct
Common Stock	Disposition	2015-12-29	11,000	$21.50	29,959	No	5	S	Direct
Common Stock	Disposition	2015-12-29	11,000	$21.50	18,959	No	5	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	M	Direct
No	5	S	Direct
No	5	S	Direct
No	5	S	Direct
No	5	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-12-29	43,900	$0.00	43,900	$12.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
131,486		2019-06-22	No	5	M	Direct

Footnotes

These shares were sold pursuant to a Rule 10b5-1 trading plan.
These employee stock options have vested and are currently exercisable.