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Filing Details

Accession Number:
0001415889-15-004197
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-29 18:10:10
Reporting Period:
2015-12-24
Filing Date:
2015-12-29
Accepted Time:
2015-12-29 18:10:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141107 Arris Group Inc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 582588724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185929 David Potts 3871 Lakefield Dr.
Suwanee GA 30024
Evp Of Finance, Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-29 53,413 $30.25 72,498 No 4 S Direct
Common Stock Acquisiton 2015-12-24 53,413 $0.00 125,911 No 4 M Direct
Restricted Stock (T) 130712 Disposition 2015-12-24 7,506 $29.41 23,794 No 4 F Direct
Restricted Stock (T) 130712 Disposition 2015-12-24 8,144 $0.00 15,650 No 4 M Direct
Restricted Stock (P) 130712 Disposition 2015-12-24 7,193 $29.41 7,807 No 4 F Direct
Restricted Stock (P) 130712 Disposition 2015-12-24 7,807 $0.00 0 No 4 M Direct
Restricted Stock (T) 150330 Disposition 2015-12-24 2,886 $29.41 21,184 No 4 F Direct
Restricted Stock (T) 150330 Disposition 2015-12-24 3,132 $0.00 18,052 No 4 M Direct
Restricted Stock (T) 140327 Disposition 2015-12-24 3,043 $29.41 15,992 No 4 F Direct
Restricted Stock (T) 140327 Disposition 2015-12-24 3,302 $0.00 12,690 No 4 M Direct
Restricted Stock (P) 130329 Disposition 2015-12-24 21,784 $29.41 23,646 No 4 F Direct
Restricted Stock (P) 130329 Disposition 2015-12-24 23,646 $0.00 0 No 4 M Direct
Restricted Stock (T) 130329 Disposition 2015-12-24 2,724 $29.41 8,633 No 4 F Direct
Restricted Stock (T) 130329 Disposition 2015-12-24 2,955 $0.00 5,678 No 4 M Direct
Restricted Stock (T) 120328 Disposition 2015-12-24 4,079 $29.41 4,427 No 4 F Direct
Restricted Stock (T) 120328 Disposition 2015-12-24 4,427 $0.00 0 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock (P) 140327 50,760 Direct
Restricted Stock (P) 150330 48,140 Direct
Footnotes
  1. Shares sold subject to an existing Rule 10b5-1 Sales Plan.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.04 to $30.52, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. In connection with the planned transaction between ARRIS Group, Inc. and Pace plc, pursuant to Section 4985 of the Code, an excise tax may be imposed on the ARRIS officers. To avoid the excise tax becoming due on such equity awards, the ARRIS board of directors approved the accelerated vesting of certain equity awards. The number here represents shares of ARRIS acquired pursuant to the accelerated vesting.
  4. Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
  5. Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted shares.
  6. Represents the vested portion of award grant converting to common stock.
  7. Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.