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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1605997	Northern Power Systems Corp.	NPS	Engines & Turbines (3510)	826503088

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1295077	Iii A Herbert Allen	711 Fifth Avenue New York NY 10022	No	No	Yes	No
1303053	Allen & Co Llc	711 Fifth Avenue New York NY 10022	No	No	Yes	No
1389544	Allen Operations Llc	711 Fifth Avenue New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-12-29	600,000	$0.20	3,799,376	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote

Footnotes

These shares are owned directly by Allen & Company LLC, which is a wholly owned subsidiary of Allen Operations LLC. Herbert A. Allen III is the President of Allen & Company LLC and Allen Operations LLC. Mr. Allen and Allen Operations LLC are indirect beneficial owners of the reported securities. Mr. Allen and Allen Operations LLC expressly disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein, if any.
Certain employees, affiliates and related parties of Allen & Company LLC hold a beneficial interest in the shares held of record by Allen & Company LLC. Allen & Company LLC disclaims beneficial ownership of the shares beneficially owned by such employees, affiliates and related parties. The disposition of these shares was effected by one such party who holds a beneficial interest in certain shares held of record by Allen & Company LLC.