Filing Details

Accession Number:
0001297704-15-000099
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-29 10:24:37
Reporting Period:
2015-12-24
Filing Date:
2015-12-29
Accepted Time:
2015-12-29 10:24:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297704 Oha Investment Corp OHAI () 201371499
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193798 A James Stern C/O Oak Hill Advisors L.p.
1114 Avenue Of The Americas, 27Th Floor
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2015-12-24 197 $4.16 18,818 No 4 P Direct
Common Acquisiton 2015-12-28 2,406 $4.22 21,224 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Shares of common stock of the Issuer purchased pursuant to a trading plan in compliance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the "Act").
  2. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $4.13 to $4.22 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  3. Includes all shares previously purchased pursuant to a trading plan in compliance with Rule 10b5-1 under the Act.
  4. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $4.13 to $4.40 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.