Filing Details

Accession Number:
0000350894-15-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-28 13:32:57
Reporting Period:
2015-12-23
Filing Date:
2015-12-28
Accepted Time:
2015-12-28 13:32:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350894 Sei Investments Co SEIC Security Brokers, Dealers & Flotation Companies (6211) 231707341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191722 Richard Lieb Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Option (Right To Purchase) Acquisiton 2015-12-23 2,500 $32.49 129,628 No 4 M Direct
Stock Option (Right To Purchase) Acquisiton 2015-12-23 10,000 $14.62 139,628 No 4 M Direct
Common Stock Disposition 2015-12-23 12,500 $51.84 127,128 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2015-12-23 2,500 $32.49 2,500 $32.49
Common Stock STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2015-12-23 10,000 $14.62 10,000 $14.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-12-10 2017-12-10 No 4 M Direct
0 2008-12-16 2019-12-16 No 4 M Direct