Filing Details

Accession Number:
0001520138-15-000605
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-24 12:54:50
Reporting Period:
2015-07-07
Filing Date:
2015-12-24
Accepted Time:
2015-12-24 12:54:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590695 Twinlab Consolidated Holdings Inc. TLCC Medicinal Chemicals & Botanical Products (2833) 463951742
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558432 Capstone Financial Group, Inc. 8600 Transit Road
East Amherst NY 14051
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-07-07 12,105 $0.76 13,973,681 No 4 S Direct
Common Stock Acquisiton 2015-07-07 526,316 $0.76 14,499,997 No 4 X Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 X Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Series B Warrant - Tranche 1 (right to buy) Disposition 2015-07-07 526,316 $0.00 526,316 $0.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,473,684 2014-10-01 2015-11-30 No 4 X Direct
Footnotes
  1. In addition, Capstone Financial Group, Inc. exercised third-party call options for at least a further 1,498,500 shares on February 23, 2015, but the optionors of such shares have not yet honored the exercise. When they do, this Form 4 will be amended to reflect the additional shares.