Filing Details
- Accession Number:
- 0001127602-15-034860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-23 13:38:50
- Reporting Period:
- 2015-12-22
- Filing Date:
- 2015-12-23
- Accepted Time:
- 2015-12-23 13:38:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010270 | M Jennifer Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Co-President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Disposition | 2015-11-05 | 1,700 | $0.00 | 1,487,536 | No | 5 | G | Direct | |
| Common Stock, Par Value $.10 | Acquisiton | 2015-11-05 | 1,700 | $0.00 | 160,969 | No | 5 | G | Indirect | As A Trustee For Minor Children |
| Common Stock, Par Value $.10 | Acquisiton | 2015-12-22 | 210 | $35.75 | 161,179 | No | 4 | P | Indirect | As A Trustee For Minor Children |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | As A Trustee For Minor Children |
| No | 4 | P | Indirect | As A Trustee For Minor Children |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.10 | 1,668 | Indirect | By 401(k) |
| Common Stock, Par Value $.10 | 2,610,000 | Indirect | By Business Limited Partnership |
| Common Stock, Par Value $.10 | 15,000 | Indirect | By Business Trust |
| Common Stock, Par Value $.10 | 198,000 | Indirect | By Venture Limited Partnership |
Footnotes
- Not applicable.
- Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2015.
- Business limited partnership under control of Reporting Person.
- Business trust for the benefit of Reporting Person and Reporting Person's children.
- Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.
Billionaire Hedge Funds
