- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2015-12-22 16:57:16
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2015-12-22 16:57:16
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1046995||Emagin Corp||EMAN||Semiconductors & Related Devices (3674)||880378451|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1230770||Ltd Ginola||C/o Elian, 44 Esplanade |
St. Helier Y9 JE4 9WG
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Stock Purchase Warrants (right to buy)||Acquisiton||2015-12-18||173,333||$0.00||173,333||$2.05|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||783,325||Indirect||By Rainbow Gate Corporation|
|Common Stock||372,971||Indirect||By Crestflower Corporation|
|Common Stock||78,478||Indirect||By Mount Union Corp.|
|Common Stock||57,372||Indirect||By Chelsea Trust Company, as Trustee|
Reported Derivative Holdings
|Sec. Name||Sec. Type||Price||Date||Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
|Common Stock||Series B Convertible Preferred Stock||$0.75||2008-12-22||1,070,667||803||Direct|
|Common Stock||Series B Convertible Preferred Stock||$0.75||2008-12-22||937,333||703||Indirect|
|Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
- These securities are owned by Rainbow Gate Corporation. The shareholder of the Reporting Person is also the same shareholder of Rainbow Gate Corporation.
- These securities are owned solely by Crestflower Corporation, Mount Union Corp., and Chelsea Trust Company Limited, as trustee, as indicated. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
- The Stock Purchase Warrants were acquired as part of a private placement by the Issuer in accordance with the Securities Purchase Agreement, dated December 17, 2015 between the Issuer and Reporting Person.
- The shares of Series B Convertible Preferred Stock have the rights and preferences set forth on the Certificate of Designations of Series B Convertible Preferred Stock filed with the Secretary of State for the State of Delaware on December 19, 2008. The Series B Convertible Preferred Stock has a stated value of $1,000 per share and currently has a conversion price of $0.75 per share.
- The shares of Series B Convertible Preferred Stock were purchased on December 22, 2008 as part of a private placement with the Issuer in accordance with the Securities Purchase Agreement, dated December 18, 2008, between the Issuer and the holder.