Filing Details

Accession Number:
0001140361-15-045375
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-22 16:57:16
Reporting Period:
2015-12-18
Filing Date:
2015-12-22
Accepted Time:
2015-12-22 16:57:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046995 Emagin Corp EMAN Semiconductors & Related Devices (3674) 880378451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230770 Ltd Ginola C/o Elian, 44 Esplanade
St. Helier Y9 JE4 9WG
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-18 266,667 $1.50 1,880,186 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Purchase Warrants (right to buy) Acquisiton 2015-12-18 173,333 $0.00 173,333 $2.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
173,333 2016-06-23 2021-06-23 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 783,325 Indirect By Rainbow Gate Corporation
Common Stock 372,971 Indirect By Crestflower Corporation
Common Stock 78,478 Indirect By Mount Union Corp.
Common Stock 57,372 Indirect By Chelsea Trust Company, as Trustee
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Convertible Preferred Stock $0.75 2008-12-22 1,070,667 803 Direct
Common Stock Series B Convertible Preferred Stock $0.75 2008-12-22 937,333 703 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,070,667 803 Direct
937,333 703 Indirect
Footnotes
  1. These securities are owned by Rainbow Gate Corporation. The shareholder of the Reporting Person is also the same shareholder of Rainbow Gate Corporation.
  2. These securities are owned solely by Crestflower Corporation, Mount Union Corp., and Chelsea Trust Company Limited, as trustee, as indicated. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
  3. The Stock Purchase Warrants were acquired as part of a private placement by the Issuer in accordance with the Securities Purchase Agreement, dated December 17, 2015 between the Issuer and Reporting Person.
  4. The shares of Series B Convertible Preferred Stock have the rights and preferences set forth on the Certificate of Designations of Series B Convertible Preferred Stock filed with the Secretary of State for the State of Delaware on December 19, 2008. The Series B Convertible Preferred Stock has a stated value of $1,000 per share and currently has a conversion price of $0.75 per share.
  5. The shares of Series B Convertible Preferred Stock were purchased on December 22, 2008 as part of a private placement with the Issuer in accordance with the Securities Purchase Agreement, dated December 18, 2008, between the Issuer and the holder.