Filing Details

Accession Number:
0001213900-15-009644
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-22 15:26:38
Reporting Period:
2015-11-30
Filing Date:
2015-12-22
Accepted Time:
2015-12-22 15:26:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924719 Smith Midland Corp SMID Concrete Products, Except Block & Brick (3272) 541727060
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274097 A Wesley Taylor C/o Smith-Midland Corporation
5119 Catlett Road
Midland, VA 22728
Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-30 7,000 $2.25 38,750 No 4 M Direct
Common Stock Acquisiton 2015-11-30 7,000 $2.15 45,750 No 4 M Direct
Common Stock Acquisiton 2015-11-30 7,000 $1.21 52,750 No 4 M Direct
Common Stock Disposition 2015-11-30 11,900 $3.35 40,850 No 4 S Direct
Common Stock Disposition 2015-11-30 9,100 $3.40 31,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2015-11-30 7,000 $0.00 7,000 $2.25
Common Stock Option (Right to Buy) Disposition 2015-11-30 7,000 $0.00 7,000 $2.15
Common Stock Option (Right to Buy) Disposition 2015-11-30 7,000 $0.00 7,000 $1.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-05-21 No 4 M Direct
0 2017-05-21 No 4 M Direct
0 2018-06-29 No 4 M Direct
Footnotes
  1. Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of May 22, 2007, 2008 and 2009.
  2. Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of May 22, 2008, 2009 and 2010.
  3. Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of June 30, 2009, 2010 and 2011.