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Home > Insider Trading > Filing (0001534424-15-000457)

Filing Details

Accession Number:: 0001534424-15-000457
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-21 16:50:36
Reporting Period:: 2015-12-18

Filing Date:: 2015-12-21
Accepted Time:: 2015-12-21 16:50:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1285550	Mri Interventions Inc.	MRIC	Surgical & Medical Instruments & Apparatus (3841)	582394628

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1601831	T. Timothy Richards	C/O Mri Interventions, Inc. 5 Musick Irvine, CA 92618		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-12-18	77,017	$0.00	110,005	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Warrants (right to buy)	Acquisiton	2015-12-18	30,807	$0.00	30,807	$0.41
Common Stock	Series B Warrants (right to buy)	Acquisiton	2015-12-18	23,106	$0.00	23,106	$0.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
30,807	2015-12-18	2020-12-18	No	4	P	Direct
23,106	2015-12-18	2020-12-18	No	4	P	Direct

Footnotes

The reported securities are included within 77,017 units purchased by the Reporting Person for $0.3246 per unit. Each unit consists of one share of common stock, one series A warrant to purchase 0.40 share of common stock, and one series B warrant to purchase 0.30 share of common stock.
The shares subject to this warrant are immediately exercisable.