Filing Details

Accession Number:
0001503249-15-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-21 10:21:59
Reporting Period:
2015-12-09
Filing Date:
2015-12-21
Accepted Time:
2015-12-21 10:21:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
870385 Carolina Financial Corp CARO State Commercial Banks (6022) 571039673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408738 Iv E. Claudius Watts The Carlyle Group
101 S. Tryon Street, 25Th Floor
Charlotte NC 28280
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-09 25,000 $15.25 63,563 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. THE REPORTING PERSON ACKNOWLEDGES THAT THESE TRANSACTIONS ARE BEING REPORTED LATE UNDER SECTION 16.
  2. ON JULY 31, 2015, THE COMPANY PAID A 20% STOCK DIVIDEND WHICH HAS BEEN ACCOUNTED FOR IN THE TOTAL SHARES HELD ON THIS SECTION 16 FORM.