Filing Details

Accession Number:
0001209191-15-086235
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-18 21:39:34
Reporting Period:
2014-09-19
Filing Date:
2015-12-18
Accepted Time:
2015-12-18 21:39:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1419554 Bone Biologics Corp NONE Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 421743430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1655452 Chia B Soo C/O Bone Biologics Corporation
321 Columbus Avenue
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-19 1,000,000 $0.00 1,000,000 No 4 J Direct
Common Stock Acquisiton 2015-09-19 31,646 $0.00 1,031,646 No 4 A Direct
Common Stock Disposition 2015-10-09 52,744 $1.58 978,902 No 4 S Direct
Common Stock Disposition 2015-10-22 2,000,000 $0.00 0 No 5 G Indirect By Spouse
Common Stock Acquisiton 2015-10-22 2,000,000 $0.00 2,978,902 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 A Direct
No 4 S Direct
No 5 G Indirect By Spouse
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2014-09-19 119,318 $0.00 119,318 $0.44
Common Stock Common Stock (Right to Acquire) Acquisiton 2015-10-02 384,615 $0.00 384,615 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
119,318 2024-09-19 No 4 J Direct
384,615 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000,000 Indirect By Spouse
Footnotes
  1. Represents shares of Common Stock of the Issuer issued pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 19, 2014 by and among AFH Acquisition X, Inc., Bone Biologics, Inc. and Bone Biologics Acquisition Corp. Pursuant to the terms of the Merger Agreement each share of Common Stock of Bone Biologics, Inc. was converted into the same number of shares of the Issuer's Common Stock.
  2. These shares are owned by Kang Ting. Dr. Ting is the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. Does not include 384,615.33 shares of Common Stock issuable to Dr. Ting on the earlier of September 24, 2018 and the occurrence of certain events described in a letter agreement by and between the Issuer and the Reporting Person dated September 24, 2015 and attached as Exhibit 10.1 to Form 8-K filed with the Securities and Exchange Commission on October 8, 2015.
  4. These shares were acquired by the Reporting Person pursuant to Reporting Person's non-employee director offer letter with the Issuer.
  5. These shares were sold by the Reporting Person in a private transaction.
  6. This transaction involved a gift of the shares of Common Stock owned by Dr. Ting to the Reporting Person.
  7. On February 4, 2010, the Reporting Person acquired a warrant to purchase 119,318 shares of Common Stock of Bone Biologics, Inc.at an exercise price of $0.44 per share. Pursuant to the Merger Agreement, this warrant was converted into a warrant to purchase 119,318 shares of the Issuer's Common Stock at a per share exercise price of $0.44. The warrant is fully vested and exercisable.
  8. Immediately exercisable.
  9. Issuable to the Reporting Person on the earlier of September 24, 2018 and the occurrence of certain events described in a letter agreement by and between the Issuer and the Reporting Person dated September 24, 2015 and attached as Exhibit 10.1 to Form 8-K filed with the Securities and Exchange Commission on October 8, 2015.