Filing Details
- Accession Number:
- 0001140361-15-045136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 18:38:28
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 18:38:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921547 | Heritage Oaks Bancorp | HEOP | State Commercial Banks (6022) | 770388249 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194094 | H Donald Campbell | 1222 Vine Street Paso Robles CA 93446 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-16 | 5,320 | $8.03 | 23,520 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,113 | Indirect | Please see note |
| Common Stock | 1,223 | Indirect | Gail Campbell IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stocl | Stock option | $3.10 | 2010-09-01 | 2020-09-01 | 7,500 | 7,500 | Direct |
| Common Stock | Stock option | $4.50 | 2009-02-02 | 2019-02-02 | 2,500 | 2,500 | Direct |
| Common Stock | Stock option | $11.48 | 2008-02-01 | 2018-02-01 | 2,625 | 2,625 | Direct |
| Common Stock | Stock option | $15.24 | 2007-11-01 | 2017-11-01 | 5,250 | 5,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-09-01 | 7,500 | 7,500 | Direct |
| 2019-02-02 | 2,500 | 2,500 | Direct |
| 2018-02-01 | 2,625 | 2,625 | Direct |
| 2017-11-01 | 5,250 | 5,250 | Direct |
Footnotes
- Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
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