Filing Details

Accession Number:
0001365555-15-000179
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-16 16:17:53
Reporting Period:
2015-12-15
Filing Date:
2015-12-16
Accepted Time:
2015-12-16 16:17:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365555 Amtrust Financial Services Inc. AFSI Fire, Marine & Casualty Insurance (6331) 043106389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492035 Stephen Ungar C/O Amtrust Financial Services, Inc.
59 Maiden Lane, 43Rd Floor
New York NY 10038
Svp, Gc And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-15 2,000 $12.41 82,593 No 4 M Direct
Common Stock Disposition 2015-12-15 1,300 $60.95 81,293 No 4 S Direct
Common Stock Disposition 2015-12-15 200 $62.34 81,093 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2015-12-15 2,000 $0.00 2,000 $12.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,139 2009-02-15 2018-02-15 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2015.
  2. The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.63 to $61.41 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.
  3. The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.33 to $62.35 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3.