Filing Details

Accession Number:
0001144204-15-070795
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-14 18:32:16
Reporting Period:
2015-12-10
Filing Date:
2015-12-14
Accepted Time:
2015-12-14 18:32:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398341 James Haran C/O Xcel Brands, Inc.,
475 10Th Avenue, 4Th Floor
New York NY 10018
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-10 336 $7.50 539,872 No 4 S Direct
Common Stock Disposition 2015-12-14 7,677 $7.38 532,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents the sale of shares of common stock pursuant to a domestic relations order.
  2. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.252 to $7.439. The reporting person undertakes to provide Xcel Brands, Inc., and security holder of Xcel Brands, Inc. or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).