Filing Details

Accession Number:
0001593968-15-000401
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-11 17:38:19
Reporting Period:
2015-12-09
Filing Date:
2015-12-11
Accepted Time:
2015-12-11 17:38:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1506928 Avinger Inc AVGR Surgical & Medical Instruments & Apparatus (3841) 208873453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323378 A Donald Lucas 400 Chesapeake Drive
Redwood City CA 94063
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-09 562,038 $0.00 0 No 4 J Indirect Lucas Venture Group IX, LLC
Common Stock Acquisiton 2015-12-09 15,809 $15.99 15,809 No 4 J Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 500 $15.86 15,309 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 500 $15.87 14,809 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 500 $16.07 14,309 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 500 $15.80 13,809 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 1,000 $15.93 12,809 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 300 $15.93 12,509 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 200 $15.95 12,309 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 100 $16.00 12,209 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 65 $15.89 12,144 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 35 $15.90 12,109 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 200 $15.99 11,909 No 4 S Indirect Lucas Venture Management, LLC
Common Stock Disposition 2015-12-11 100 $16.00 11,809 No 4 S Indirect Lucas Venture Management, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect Lucas Venture Group IX, LLC
No 4 J Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
No 4 S Indirect Lucas Venture Management, LLC
Footnotes
  1. 1. The reporting person is the managing member of Lucas Venture Group IX, LLC, which made a pro rata distribution for no consideration of Common Stock of the Issuer to its members on December 9, 2015.